Subgingival microbiota dysbiosis in systemic lupus erythematosus: association with periodontal status
- Jôice Dias Corrêa1,
- Débora Cerqueira Calderaro2,
- Gilda Aparecida Ferreira2,
- Santuza Maria Souza Mendonça1,
- Gabriel R. Fernandes3,
- E. Xiao4,
- Antônio Lúcio Teixeira2,
- Eugene J. Leys5,
- Dana T. Graves†4 and
- Tarcília Aparecida Silva†1, 6Email author
© The Author(s). 2017
Received: 6 December 2016
Accepted: 7 March 2017
Published: 20 March 2017
Periodontitis results from the interaction between a subgingival biofilm and host immune response. Changes in biofilm composition are thought to disrupt homeostasis between the host and subgingival bacteria resulting in periodontal damage. Chronic systemic inflammatory disorders have been shown to affect the subgingival microbiota and clinical periodontal status. However, this relationship has not been examined in subjects with systemic lupus erythematosus (SLE). The objective of our study was to investigate the influence of SLE on the subgingival microbiota and its connection with periodontal disease and SLE activity.
We evaluated 52 patients with SLE compared to 52 subjects without SLE (control group). Subjects were classified as without periodontitis and with periodontitis. Oral microbiota composition was assessed by amplifying the V4 region of 16S rRNA gene from subgingival dental plaque DNA extracts. These amplicons were examined by Illumina MiSeq sequencing.
SLE patients exhibited higher prevalence of periodontitis which occurred at a younger age compared to subjects of the control group. More severe forms of periodontitis were found in SLE subjects that had higher bacterial loads and decreased microbial diversity. Bacterial species frequently detected in periodontal disease were observed in higher proportions in SLE patients, even in periodontal healthy sites such as Fretibacterium, Prevotella nigrescens, and Selenomonas. Changes in the oral microbiota were linked to increased local inflammation, as demonstrated by higher concentrations of IL-6, IL-17, and IL-33 in SLE patients with periodontitis.
SLE is associated with differences in the composition of the microbiota, independently of periodontal status.
KeywordsLupus Periodontitis Oral microbiota Cytokine Subgingival dental plaque Illumina sequencing
Periodontitis is a multifactorial infectious disease that affects tooth supporting tissues . In health, there is equilibrium between the subgingival biofilm and the host immune response. Periodontal bone loss is initiated when there is a disruption that causes the inflammatory response to move closer to the bone inducing osteoclastogenesis and impaired osseous coupling . Changes in bacterial composition or systemic inflammation are thought to disrupt the balance between host and oral microbiota leading to destruction of periodontal tissues [3–5]. Therefore, chronic inflammatory conditions such as diabetes, obesity, rheumatoid arthritis (RA), and systemic lupus erythematosus (SLE) are linked to an increased risk or severity of periodontal disease [6–11]. Furthermore, periodontitis might have an adverse effect by enhancing systemic inflammation and increasing the risk of myocardial infarction , preterm birth , pneumonia , stroke , and rheumatoid arthritis  as well as worsen SLE severity .
SLE is an autoimmune disease characterized by the presence of aberrant antibody responses to nuclear and cytoplasmic antigens. It is a complex multifactorial disease in which genetic and environmental factors contribute to disease susceptibility . An environmental factor that modulates autoimmunity is the bidirectional crosstalk between the human host and microbiota, as reported for rheumatic diseases [18, 19]. However, few studies have addressed the relationship between SLE and the human microbiota [20, 21] or the periodontal condition in SLE patients [10, 16, 22–27]. Moreover, the results have been conflicting, due in part to small sample size.
The influence of SLE on the oral microbiota has not been reported. To address this issue, we analyzed the subgingival microbiota in SLE patients and healthy subjects to draw potential links among systemic immune dysregulation, subgingival microbiota, and periodontal disease. The results indicate that SLE alters the subgingival microbiota. This understanding might be useful in delineating strategies to treat these patients and suggests that these patients should be followed closely for periodontal disease based on their altered microbiota and enhanced susceptibly to develop periodontitis.
Systemic lupus erythematosus results in higher prevalence and severity of periodontal disease
Demographic and clinical data of patients with SLE and healthy control subjects
35 (67.3%) ab
40.5 (±10.1) ab
Smoking status (%)
SLE duration (years)
Probing depth (mm)
3.37 (±0.49) ab
Clinical attachment level (mm)
4.00 (±0.63) ab
Bleeding upon probing (% sites)
Plaque Index (score)
Tooth brushing (times/day)
Dental floss (times/day)
All subjects exhibited similar oral hygiene habits (frequency of tooth brushing and dental flossing per day). No difference in smoking status between groups was found. When evaluating oral hygiene parameters, control subjects with periodontitis had an increased plaque index compared to non-periodontitis subjects (p < 0.05), but this association was not observed in SLE patients (Table 1). It is noteworthy that when 336 SLE patients were evaluated, 62 (24%) were excluded because they did not have at least 8 teeth. Although it is difficult to assess the exact cause of this early tooth loss, many patients reported that they lost their teeth because the teeth became “loose,” consistent with loss from periodontitis.
SLE impacts oral microbiota diversity
Dysbiosis of oral microbiota in patients with SLE
In SLE patients, we observed a wider net of correlations than in the healthy subjects, with a total of 111 correlations (Fig. 7b). Positive correlations were found among periodontal pathogens (T. denticola, P. gingivalis, Fretibacterium fastidiosum, and Tannerella forsythia) . In contrast, negative correlations were observed among pathogenic bacteria (F. fastidiosum, P. gingivalis, T. forsythia, T. denticola, and Prevotella intermedia) and health-related species (H. parainfluenzae and S. mitis) in SLE group.
Microbiota correlations with SLE index, salivary, and serum concentration of cytokines
Correlations among SLE parameters and relative abundance of bacteria species in subjects with chronic periodontitis (rho values)
SLE duration (years)
Accumulated dose of prednisone (mg)
Fretibacterium oral taxon BB62
The major findings of this study are that SLE patients had a dysbiotic subgingival microbiota with higher subgingival bacterial load, reduced microbial diversity, and changes in bacterial composition with a shift toward greater proportions of pathogenic bacteria. The results suggest that SLE has a significant impact on periodontal health as SLE patients have more severe periodontitis. Reinforcing this finding, we also noticed that 24% of the initial SLE patients evaluated were excluded because they did not have at least eight teeth. In comparison, none of the healthy subjects were excluded for this reason. This finding is likely to be important since periodontal disease is an important cause of tooth loss in adults . Moreover, periodontal probing depth, a measure of periodontal destruction, was correlated with the duration of SLE, accumulated dose of prednisone and the level of systemic inflammation measured by serum C-reactive protein.
We found a high prevalence of periodontitis in SLE patients, which was observed in almost 70% of these patients, in agreement with previous studies [16, 26, 34]. In our study, the experimental and control groups were similar regarding age and gender, ruling out these potential confounding factors . Other factors may also contribute to the premature development of periodontal disease in SLE subjects, such as medications used to treat SLE. However, most are anti-inflammatory drugs consisting of steroids and immunosuppressive medications  that typically reduce gingival inflammation [36, 37]. We found that the dose of prednisone was correlated with periodontal destruction and also with the presence of pathogenic bacteria species such as Fretibacterium and P. gingivalis. Whether this is due to more severe SLE in subjects with higher prednisone or a direct effect of the drug is open to question. Reports that corticosteroids have little direct impact on the periodontium would argue for the former .
Our study is the first to analyze the bacterial composition of the subgingival microbiota in SLE patients using 16S rRNA gene sequencing. This approach allowed a comprehensive view of the subgingival microbial communities associated with SLE. We found that the bacterial load was one log higher in SLE patients with periodontitis compared to control subjects with periodontitis. Alterations in the inflammatory status of the periodontium induced by SLE may impact the subgingival bacterial composition, which in turn may further enhance inflammatory changes and mediate tissue destruction in SLE patients . Consistently higher levels of IL-6, IL-17, and IL-33 were detected in SLE patients with periodontitis. These cytokines are increased in the serum of SLE patients [39–43] and non-SLE individuals with inflamed gingival tissues [44–47]. IL-33 exacerbates periodontal disease , increases IL-6 expression , and enhances a Th17 response . IL-6 promotes activation and differentiation of T cells, B cells, macrophages, neutrophils, and osteoclasts and promotes formation of Th17 cells . The levels of IL-6, IL-17, and IL-33 were positively correlated with the relative abundance of pathogenic bacteria such as Selenomonas, P. denticola, Veilonella, and Leptotrichia. Accordingly, increased inflammation may provide a source of nutrients in the form of tissue breakdown products and alter the redox environment favoring the growth of anaerobic bacteria . In turn, changes in the microbiota might be important to amplify local inflammation and periodontal tissue damage.
SLE influenced microbial diversity, as patients with SLE had lower diversity in sites with periodontal breakdown compared to equivalent sites in matched control subjects. It is possible that the lower diversity facilitates microbial changes that increase susceptibility to periodontitis based on findings of decreased bacterial diversity in inflammatory diseases such as psoriatic arthritis  and Crohn’s disease . We also found that bacteria commonly found in periodontal healthy, such as Capnocytophaga [52–56], Rothia [54, 56–58], H. parainflunzae [56, 59], and Streptococcus  were reduced in proportional abundance in SLE patients with periodontitis, and bacterial species frequently detected in periodontal disease were observed in higher proportions in SLE patients, even in periodontal healthy sites (i.e., Prevotella oulorum, P. nigrescens, P. oris, S. noxia, and Leptotrichia). In addition, bacterial samples from diseased sites in subjects with SLE were more similar to each other than bacterial samples from healthy sites. Shi et al.  also found that bacteria from periodontal disease sites were more similar to each other than bacteria from healthy sites. This was observed in different sites within an individual and in comparison to sites between individuals. These findings suggest that the ecological environment is more consistent and similar in disease than in healthy conditions.
The subgingival microbial community in the SLE patients differs not only in the taxonomic composition but also in the co-occurrence patterns of periodontal microorganisms. Co-occurrence analysis indicates that in the SLE patients, the presence of pathogenic bacteria was positively correlated with other pathogenic bacteria (T. denticola, P. gingivalis, T. forsythia, and F. fastidiosum) . Shi et al. similarly reported that periodontitis-associated microorganisms were highly correlated in the diseased state but poorly correlated after treatment, suggesting that there are coordinated interactions among the pathogenic microorganisms. It is possible that SLE favors bacterial interactions that lead to increased periodontal disease.
Periodontal disease in SLE patients shows distinct features compared to systemic healthy subjects. SLE may disrupt the balance between host and microbiota in favor of a dysbiotic condition, resulting in increased periodontal damage or an enhanced inflammatory response leading to an increased risk of periodontitis. It is also possible that periodontitis aggravates SLE disease severity, as a worsened periodontal condition was correlated with increased systemic inflammation in subjects with SLE. This result is consistent with reports that periodontal treatment improves clinical outcomes in rheumatic diseases such as rheumatoid arthritis and SLE [16, 26, 62, 63]. Moreover, increases in the proportion of some subgingival bacteria such as P. nigrescens has been related to preterm birth , rheumatoid arthritis [9, 65, 66], and atherosclerosis . In our study P. nigrescens was correlated to higher values of SLE index (SLEDAI and SLICC/ACR), P. denticola with increased neutrophil levels, and Prevotella melaninogenica with increased serum CRP levels in SLE patients. Other studies in rheumatoid arthritis have found that Prevotella species [52, 68] and A. geminatus  were found in higher levels in RA patients than in healthy controls. These results suggest a possible two-way cycle in which systemic inflammation enhanced by SLE induces dysbiosis of the subgingival microbiota and progression to periodontitis. Periodontitis may then affect the systemic immune response, leading to increased activity of SLE .
The present study represents the first comprehensive evaluation of the subgingival microbiota associated with periodontal status in SLE patients and provides a strong basis for further study on the relationship between the two diseases. As a cross-sectional study, the present work has limitations as it is not able to define cause and effect relationship. A longitudinal study in which the same individual was followed just after SLE diagnosis could provide evidence for a cause and effect relationship between the two diseases. This would be particularly useful in identifying bacterial changes associated with the onset of periodontal disease in SLE patients. An intervention trial in which patients are treated for periodontitis would further enhance our understanding as to whether periodontitis has an impact of SLE disease severity.
SLE patients exhibit a higher prevalence of periodontal disease and increased periodontal disease severity. SLE patients had increased local inflammation and an altered subgingival microbiota, which may account, in part for the periodontal changes. Periodontal inflammation was also associated with more severe SLE scores. The results point to the need to closely monitor the periodontal health of subjects with SLE and for periodontal treatment at early stages, including the removal of subgingival dental plaque.
Three hundred thirty-six patients diagnosed with SLE (according to ACR 1982/1997 revised classification criteria) from Rheumatology Outpatient Clinic of Clinics Hospital of Federal University of Minas Gerais (UFMG), Belo Horizonte, Brazil, were initially evaluated. Based on a power analysis at alpha=1 and 5%, 50 subjects will reach a power of 99% when comparing bacterial taxa frequencies between subgingival samples as reported by La Rosa et al. . Fifty-two patients were included in the study after matched the inclusion criteria: Subjects included were at least 18 years of age, no other rheumatic diseases (except for secondary Sjögren syndrome), no treatment for periodontal disease within the last 6 months, no use of orthodontic appliances, no use of antibiotics within the last 3 months, no need for antibiotics for infective endocarditis prophylaxis during dental procedures, no chronic renal insufficiency requiring dialysis or after kidney transplantation, pregnancy or lactation, no acute or chronic infectious conditions at the time of the study visit, no diagnosis of neoplastic disease within the last 5 years, and the presence of at least eight teeth. Additionally, we have excluded from the study patients that did not agree to participate, did not understand the study, or decided to leave the study after the first clinic visit. SLE group was matched for age and gender with 52 subjects without SLE or other known rheumatic diseases (control group).
Medical records were collected for SLE parameters, Systemic Lupus Erythematosus Disease Activity Index 2000 (SLEDAI 2 K) measured SLE activity  and Systemic Lupus International Collaborating Clinics/American College of Rheumatology Damage Index (SLICC/ACR) evaluated SLE-associated damage . Periodontal status was assessed by two calibrated examiners. The following parameters were recorded: plaque index, probing depth (PD), clinical attachment level (CAL), and bleeding on probing (BOP). Periodontitis was defined as the presence of two or more interproximal sites with probing depth ≥4 mm or one site with probing depth ≥5 mm .
Subgingival dental plaque samples were collected as described elsewhere . Sterile endodontic paper points (ISO40) (Tanariman, Manacaparu, AM, Brazil) were inserted in the five sites with deepest periodontal pockets and kept there for 1 min. All paper points with subgingival plaque samples were pooled together. After removal, the material was stored in a sterile tube containing 500 μL of sterile distilled water and centrifuged at ×3000g for 5 min. The paper points were discharged, and the pellet was kept at −80 °C until DNA extraction.
For saliva collection, patients could not eat or drink an hour before collection procedure. They washed the mouth with pure water and swallowed whole saliva before collection. Saliva was collected by continuous drool into a sterile 50 mL tube for 5 min. The non-stimulated salivary flow was measured in milliliters per minute (ml/min). The saliva samples were subsequently diluted (1:1) in a phosphate-buffered saline (PBS) solution containing protease inhibitors and subsequently frozen at −80 °C until analysis.
Blood samples were collected using a vacutainer with EDTA and immediately placed on ice, clarified by centrifugation at ×3000g for 5 min at 4 °C, and kept frozen at −80 °C until assayed.
DNA extraction and sequencing
Genomic DNA was extract from the samples using the Quick-gDNA MicroPrep kit (Zymo Research, Irvine, CA, USA) and 50 μL (10 mg/ml) of lysozyme per sample for maximal bacterial cell lysis. All procedures were completed in a laminar flow hood with RNase free materials. The quantity and quality of DNA was measured using a spectrophotometer method (Tecan, Männedorf, Switzerland).
The primers 515 F (5′-GTGCCAGCMGCCGCGGTAA-3′) and 806R (5′-GGACTACHVGGGTWTCTAAT −3′) which target the hypervariable V4 region of the 16S rRNA gene were used for amplification  followed by gel purification and ethanol precipitation to remove any remaining contaminants and PCR artifacts and subjected to Illumina MiSeq Plataform at the Next-Generation Sequencing Core of University of Pennsylvania.
Taxonomy was assigned using “Quantitative Insights Into Microbial Ecology” (QIIME) software package  with UCLUST against CORE . Alpha rarefaction was performed using the Observed Species and Chao1 metrics. Beta diversity was calculated using UniFrac. Quantification of total bacterial load was determined by real-time PCR using universal primers for 16S rRNA gene (F:AGAGTTTGATCCTGGCTCAG; R: ACGGCTACCTTGTTACGACTT) (IDT, Coralville, Iowa, USA).
Analyses of IL-6 and IL-17 cytokines were determined using a BD CBA Human Th1/Th2/Th17 Cytokine Kit (Becton, Dickinson and Company, BD Biosciences, San Diego, CA) and analyzed on a BD FACSCalibur flow cytometer (Becton, Dickinson and Company). The concentration of the cytokine IL-33 were measured by enzyme-linked immunosorbent assay (ELISA) using commercially available kits (R&D Systems, Minneapolis, MN, USA). The assays were performed according to the manufacturer’s instructions. The results were expressed as picograms of cytokines and adjusted accordingly salivary flux for salivary samples.
Clinical, demographic, alpha diversity, and bacterial load data were compared using Kruskal-Wallis test with Dunn’s post hoc test. PERMANOVA was performed to compare beta diversity. Correlations between relative abundance of taxa and clinical parameters of periodontal disease and SLE were calculated using Spearman correlation coefficients. For co-occurrence analysis Spearman rank correlation was calculated with cutoff value of rho ≥0.4 and p < 0.05 as previously described . Relative abundances of Operation Taxonomy Units (OTU) were compared among SLE and control subjects and tested for statistical significance using DESeq2  and LEfSe . Briefly, LEfSe is a metagenomic biomarker-discovery approach based on an algorithm that first performs a nonparametric Kruskal-Wallis test in order to identify bacterial taxa whose relative abundance is significantly different in a group of interest compared to controls. Subsequently, LEfSe applies linear discriminant analysis (LDA) to those bacterial taxa identified as significantly different (p < 0.05) and further assesses the effect size of each differentially abundant taxon. Only those taxa that obtain a log LDA score 2 are ultimately considered. As a result, LEfSe indicates those taxa and OTUs that better discriminate groups. P values <0.05 were considered to indicate statistical significance.
Bleeding upon probing
Linear discriminant analysis
Systemic lupus erythematosus
Systemic Lupus Erythematosus Disease Activity Index
Systemic Lupus International Collaborating Clinics/American College of Rheumatology Damage Index
We thank Daniele Souza, Janine Silva, Mayra L. Albiero, and Marcelo Mattos for their contributions to this work.
This study was supported by CAPES, CNPq, and FAPEMIG, Brazil, as well as the NIDCR, R01DE017732.
Availability of data and materials
All Illumina sequence data from this study were submitted to the NCBI Sequence Read Archive (SRA) under BioProject accession number PRJNA325500. The dataset (OTU table) supporting the conclusions of this article is included within the article as additional file (Additional file 2: Table S2).
The project was conceived by TAS, DTG, GAF, and ALT. The clinical material was collected by JDC, DCC, and SMM. All laboratory work was conducted by JDC, TAS with the help of SMM, and EX. Bioinformatics analysis was conducted by EJL, GRF, EX, and JDC. JDC, DTG, and TAS interpreted the data and wrote the manuscript. All authors read and approved the final manuscript.
The authors declare that they have no competing interests.
Consent for publication
Ethics approval and consent to participate
The subjects gave informed consent, and the study protocol was approved by the Institution Ethics Committee (CAAE; 03128012.0.0000.5149/2012).
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